examination and the letter notifying the result of the examination or the letter notifying the order issued by an organization which regulates the undertaking of the applicant’s business within the period of 3
; □ (2) Copy of the memorandum summarizing the examination and the letter notifying the result of the examination or the letter notifying the order issued by an organization which regulates the undertaking
) securities; (3) other assets; (4) any benefits accruing from the assets under (1) - (3), for example, right in dividend or interest or right to purchase newly issued shares and right to attend and to vote in a
; (4) any benefits accruing from the assets under (1) - (3), for example, right in dividend or interest or right to purchase newly issued shares and right to attend and to vote in a meeting of securities
and rules issued under such laws, including the performance standards as specified in the notification of the Office or by the association with the approval of the Office; and (4) Refrain from violating
the laws on securities and exchange and rules issued under such laws, including the performance standards as specified in the notification of the Office or by the association with the approval of the
B, or a securities business license in the category of investment advisory service or a securities business license type C, as the case may be, the derivatives business license so issued shall become
license type B, or a securities business license in the category of investment advisory service or a securities business license type C, as the case may be, the derivatives business license so issued shall