entities under sub clause (1) (2) or (3), who hold(s) more than 90% of all issued shares of such company. Clause 3 An applicant would obtain an approval to perform trust business only if the applicant
Step Type / Number and Additional Details (if any) Issued by Governmental Agency 1) Passport Original: 0 copy Photocopy: 1 copy Remark: Sign to certify by the applicant Department of Consular Affairs 2
employees without their knowledge, issued deposit passbooks to receive money from the sale of investment units on clients’ behalf, and had redeemed clients’ investment units in a total of 9 million baht. He
asset value of the ORI) x 100 4. Value of Securities issued by the Company as consideration for the assets acquired = No. of shares issued in consideration of the assets x 100 / No. of issued and paid-up
”), a major shareholder of the Company holding 94.97% of the Company’s total issued shares. Therefore, this transaction is considered a connected transaction pursuant to the Notification of the Capital
Guideline for Investment Management Business issued by the association with the approval of the SEC Office. In this regard, such financial statements shall be audited and given an opinion by an auditor who
Accounting Guideline for Investment Management Business issued by the association with the approval of the SEC Office. In this regard, such financial statements shall be audited and given an opinion by an
directly or indirectly more than 50 percent of the issued shares of, or more than 50 percent of partnership interest in, such juristic person; (3) private funds of the persons under Sub-clause (1) or (2