equivalent to those prescribed in the Derivatives Act B.E. 2546 (2003) including the Notifications and circular notices issued or laid down the guideline of implementation to such Act. (3)5 not being under
consent in writing. Clause 7. Derivatives broker may deposit customer’s cash with commercial bank or other bank established under the specific law, or invest in promissory notes issued by finance company or
client’s permission or consent in writing. Clause 7. Derivatives broker may deposit customer’s cash with commercial bank or other bank established under the specific law, or invest in promissory notes issued
. Derivatives broker may deposit customer’s cash with commercial bank or other bank established under the specific law, or invest in promissory notes issued by finance company or TSFC Securities Limited, or
) including any relevant notifications and circulars issued or prescribing any practices by virtue of the said law. “Institutional investor” means any of the following persons who may duly invest in derivatives
relevant notifications and circulars issued or prescribing any practices by virtue of the said law. 2“Institutional investor” means any of the following persons who may duly invest in derivatives contracts
) including any relevant notifications and circulars issued or prescribing any practices by virtue of the said law. 2“Institutional investor” means any of the following persons who may duly invest in
granted for a limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC Office has issued guidelines for
limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC Office has issued guidelines for renewal of
Office has issued guidelines for renewal of approval for investor contacts enclosed herewith. Please be informed and act accordingly. Yours faithfully, -Signature- (Mr. Thirachai Phuvanatnaranubala