the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 July 2014
July 2011 ; (5) Notification of the Securities and Exchange Commission No. Kor Thor 5/2557 Re: Maintenance of Net Capital (No. 5) dated 5 June 2014 ; (6) Notification of the Securities and Exchange
Re: Maintenance of Net Capital (No. 3) dated 15 December 2009; (4) Notification of the Securities and Exchange Commission No. Kor Thor 14/2554 Re: Maintenance of Net Capital (No. 4) dated 21 July 2011
: Rules, Conditions and Procedures for Undertaking Securities Business in the Category of Securities Financing dated 13 July 1996 as amended by the Notification of the Securities and Exchange Commission No
Commission No. KorThor. 5/2539 Re: Rules, Conditions and Procedures for Undertaking Securities Business in the Category of Securities Financing dated 13 July 1996 as amended by the Notification of the
unless such derivatives broker acts in compliance with the rules prescribed in Clause 4 or Clause 5, as the case may be. Clause 14. This Notification shall come into force as from 1 July 2008. Notified
. Clause 14. This Notification shall come into force as from 1 July 2008. Notified this 2nd day of April 2008. (Mr. Surapong Suebwonglee) Minister of Finance Chairman of the Securities and Exchange