Capital Market Business (No. 7) dated 30 August 2017. ** Investment consultant on non-complex products in the capital market and investment units or debt securities having high-risk or complex
August 2020. The meeting opened a stage for discussion and sharing of comments and suggestions on securities and derivatives business undertaking to create possible approaches for reducing obstacles and
the Capital Market Business (No. 7) dated 30 August 2017.
The Civil Sanction Committee passed a resolution imposing a civil sanction on Surasak and Ekkamon in the case of insider trading of GLOBAL shares on 22 August 2012; however, both persons refused to
3 June 2014, as amended by the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 48/2560 Re: Rules on Personnel in the Capital Market Business (No. 7) dated 30 August 2017.
SEC has held a public hearing regarding the notification of “digital asset advisory service” and “digital asset fund managers” as new digital asset businesses during 8 July 2019 – 20 August 2019
King’s Coronation, which the SEC and 12 other capital market organizations co-launched on 14 August 2019 to encourage organizations and personnel in the capital market to make useful contributions based
email: dusit@sec.or.th or ratanant@sec.or.th. The public hearing ends on 8 August 2019.________________________
available at www.sec.or.th/hearing . Related persons and interested parties may express their comments at the website or send comments to e-mail benja@sec.or.th or sawarin@sec.or.th until 20 August 2019
, 02-033-4639, 02-033-9700 or e-mail: piyaruj@sec.or.th, ornicha@sec.or.th or wasu@sec.or.th until 20 August 2019. _____________________________ Remark : Public Hearing Document - https