months due to wrongful acts against investors’ assets make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following
improperly used in the annual financial statements for the year 2014, whereby Smart Traffic Co., Ltd., an EIC affiliate, failed to record allowance for doubtful accounts for the overdue loans issued to company
per share. These private placements of newly issued shares would be significant transactions as they would affect the earnings ratio or the voting rights of shareholders (EPS/Control Dilution) at a
opinions that were aligned with the principles and the proposal. The SEC has therefore issued two notifications on the amended regulations related to the ICO of investment token, digital asset custodial
On 25 December 2023, the SEC issued a letter to NUSA’s Board of Directors regarding their resolution, passed on 7 December 2023, to sell the company’s six assets for a total amount exceeding 11
business continuity,* the SEC has issued the following key amendments: (1) Allowing business operators to temporarily use qualified subordinated debt exceeding the shareholders' equity without counting
regulations on ETFs, with which most of the respondents’ expressed opinions are in agreement.The SEC has therefore issued the amended notifications on the ETFs with the salient features as follows: 1. Allowing
token and sustainability-linked token. Majority of the respondents agreed with the proposed principles and draft regulations. The SEC has therefore issued the amendments to the sustainability-themed ICO
to invest, as deemed appropriate.” _____________________Remarks: * The investment rules of Thailand ESG Funds require investment in assets issued by the Thai public sector or businesses established
by AMCs, ultimately provide investors and asset owners with positive returns in the long run. Previously, the SEC issued guidelines to support the establishment and management of Sustainable and