license with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) for further legal proceedings. With reference to clues and the SEC?s findings, the three aforesaid individuals

named in the complaint as aiders and abettors.With a referral from the Stock Exchange of Thailand (SET) concerning trading behaviors of some investors involving suspected collusion with personnel of asset

Bangkok, February 20, 2013 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against three unlicensed derivatives business operators, namely

promotion for all business operators in the capital market. Expected to become effective in Q1/2013, the streamlined rules will set the same advertising and sales promotion standards for all businesses with

Bangkok, January 21, 2013 ? The SEC participated in the International Forum of Independent Audit Regulators (IFIAR)?s global survey with a view to making further progress in improving audit quality

transaction is considered commercially viable, the price of AJP shares to be issued for share swap at 8 baht per share is not appropriate. The said view coincided with the opinion expressed by the independent

gold prices traded in the market in calculation of domestic fund?s NAV. Without irregularity, closing price of foreign ETF remains in use. The SEC has also discussed the matter with staff of Singapore

enhance client asset protection in line with international standards. The revision would allow the companies to manage client assets by (1) depositing or investing in certificates of deposits (CDs) issued

Bangkok, December 22, 2011 ? The SEC filed a criminal complaint against Suriya Larbvisuthisin, Somphong Vitthayaraksan and Somchai Sripayak with the Department of Special Investigation on December 16

, in accordance with the rules and procedures specified in the terms and conditions;         (3) Approving related actions concerning the bond series, with details as follows:         - Granting an