According to case referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during 23 August and 2 November 2018, the 12 offenders, namely (1

disclosing the aforesaid information (English version) on November 1, 2021 and a handbook for such international standards in disclosing ESG information for investment products (English version) on June 1

November – 28 December 2018. Atthavut and Sujeera colluded to send trading orders of TIGER stocks in manners of manipulating the closing price, executing bid orders to heighten the price, dominating bid

November – 28 December 2018. Atthavut and Sujeera colluded to send trading orders of TIGER stocks in manners of manipulating the closing price, executing bid orders to heighten the price, dominating bid and

. In this connection, the SEC Board, by virtue of Clause 13 of the SEC Notification KorThor/Nor/Khor 14/2551 Re: Approval for Undertaking of Derivatives Business dated 5 November 2008, ordered a

transactions she executed herself without the client’s permission. In addition, in May and November 2017 and August 2018, {A} asked the client to affix signature on the confirmation of backdated trading

, Bangkok on 24 November 2020. SEC Chairman Pichit Akaratit noted: “Research is a process of creating new knowledge, enabling development and innovation. Research is, therefore, an important mechanism for

voting method for director selection. This case is in the judicial consideration process.  In addition, on 14 November 2017 the SET announced that IFEC might be liable to delisting because IFEC failed to

: Following the Stock Exchange of Thailand (SET)?s report on irregular trading of TRAF shares from November 15, 2007 to January 9, 2008, the SEC probed into the case and found that Lalana, Sippakorn, then

Bangkok, November 10, 2010 ? The SEC has filed a criminal complaint with the Department of Special Investigation against Numkrit Jeraputtiruk, former executive of UBS Securities (Thailand) Limited