and innovation to enhance developmental efficiency, supervision and investor protection appropriately in all aspects. Regarding digital assets, SEC must closely monitor and supervise digital asset
who has at least 50 million baht in total assets or 4 million baht in annual income or 10 million baht investment in securities , the amount of which can be combined with spouse?s) , or (ii) a juristic
connected transactions and acquisition of assets, the company is required to disclose the information on transactions to the Stock Exchange of Thailand (SET) and seek shareholders? approval on the
issued by or transaction with any particular financial institutions with non-investment grade rating or without credit rating. Such five percent of net asset value, when combined with other assets with non
Bangkok, 21 November 2016 - The SEC has revoked the approval of eight securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients
) Rebuilding the Future of Finance: Digital Assets & Proof-of-Responsibility: เป็นการแลกเปลี่ยนมุมมองเกี่ยวกับสาเหตุของวิกฤตสินทรัพย์ดิจิทัล พร้อมแนะแนวทางการป้องกันประเด็นหลักในการเสวนาอยู่ที่แนวทางในการกำกับ
present, most of working-age people have not prioritized the need of saving for retirement. Many of them started saving too late with a little money in assets offering low return and thus unable to trail
allows to take care of his/ her securities trading account. The investment consultants must perform with their securities companies? rules strictly and do not meddle with the client?s assets and trading
securities companies? rules strictly and do not meddle with the client's assets and trading account or submit trading order via the internet with the IP address of securities firm. **Details of sanctions are
' assets."