ชื่อผู้ได้มา/จำหน่าย :?STRATEGIC CAPITAL ACQUISITIONS (S.F.C.) LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 13/12/2549
ชื่อผู้ได้มา/จำหน่าย :?MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT,LLC | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 14/12/2549
, which helped support investors’ confidence. This is despite the fact that this factor, coupled with the stable policy rate, resulted in increased volatility in money and capital markets as well as foreign
): ______________________________________________________ 2) Home Economy: _________________________________________________________ 3) Home Regulator: _________________________________________________________ 4) Legal Character of ARFP Passport Fund
approval for him as capital market business personnel for four years, starting from 29 January 2021. As a result, he is also banned from holding the positions of director and executive of capital market
Bangkok, October 8, 2014 ? The SEC suspended Atthapol Klabklan, a capital market investment consultant of Krungsri Securities PLC., for trading securities on behalf of client. Following a report
Bangkok, 2 November 2017 - The SEC has suspended the approval for a capital market investment consultant, {A}, for 12 months due to his failure to perform duties carefully and professionally. He was
and accurate information in materiality for the client?s investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in
capital market professional, in violation of the Notification of Capital Market Supervisory Board concerning personnel in the capital market.* The SEC therefore suspended her from duty as the approved