e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Type Title Section See document Status Notified Date Effective Date 1
abroad. Please be informed accordingly. Sincerely Mr. Aukarachai Taupradist Deputy General Manager
infrastructure fund project, prospectus, appointment and performance of duty of fund manager and approval of investor contact.Infrastructure fund will become a new investment alternative while private and public
Unnoppetchara, former director and purchasing manager, (4) Penny Tossacharoonkiat, former account & finance manager, (5) Nipon Phoophagaphanphong, former purchasing manager, (6)Piyawat Makcharoen, former factory
manager, failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems and processes for
Mr Peerapong Jirasevijinda From 12 July 2023 to 30 September 2024, Mr Peerapong Jirasevijinda, a former Chief Executive Officer and a Fund Manager of BBL Asset Management Company Limited (“BBL”), who
Mr. Anupon Sriard During the period of 25 – 31 August 2015, Mr. Anupon Sriard, as a private fund manager, instructed the securities trading accounts of the clients of the private fund to place orders
Miss Monsicha Ounpipat In 2022, Mr. Komen Niyomvanich colluded with Miss Monsicha Ounpipat in a manner that is likely to cause a disadvantage to the mutual fund. Mr. Komen, a fund manager, possessed
เคราะห์ หน้า 5 กองทุนเปิดกรุงศรีตราสารหนีต่างประเทศ 6M48 - ห้ามขายผู้ลงทุนรายย่อย (AI) บริษัทหลกัทรัพยQจัดการกองทุน กรุงศรี จํากัด • รายชื%อผู้จดัการกองทนุ (fund manager) ประวตัิการศกึษา และประสบการณ์การทํา
the undertaking of mutual fund management business, private fund management business, derivatives fund manager and digital asset fund manager. ** Companies https://www.sec.or.th/EN/Pages