: Approval for Investor Contacts and Standards of Conduct dated 14 October 2009. The SEC considered the said persons? misconduct as severe wrongdoing and deemed unfit to perform the duty as investor contact
the 11 investment consultants were deemed a failure to perform duties or provide services honestly as they sought to gain personal benefits from investors through their job operation, or a violation of
, the SEC encouraged TIA right protection volunteers to perform their roles efficiently at the AGMs. Solid assessment outcomes reflect the success arising from all parties? strong effort and cooperation
Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012 (No. TorLorThor. 3/2555) while trading on behalf of client and making securities
audit committees so that they will be able to perform duties more forcefully, and encourages listed firms to join the Anti-Corruption Organization of Thailand, a proactive initiative of the private sector
violation of Clauses 20(1) and 20(5) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis
, which do not confer the control power to the Company - 1,006,580 ordinary shares in Hero Experience, representing 37.5 percent of the registered capital of Hero Experience. - 37.5 percent rights to
quarter of 2018 continued to improve. Export performance remained strong, with 12.3 percent year-on-year expansion. Tourism also continued to perform well despite the end of the high season, as tourist
down in line with the expansion of overall economy. Consumer loan expanded at a slower rate, partly due to fund raising by issuing debentures to perform loan repayments by business sector. Besides, the