company which undertakes short sales for itself, a foreign financial institution which undertakes short sales for itself or for customers domiciled in a foreign country and other persons prescribed by the
Asset Management Co., Ltd • Chairman of Audit Committee, Secondary Mortgage Corporation • Assistant Governor, Financial Institution Supervision Group, Bank of Thailand Education : • Master of Management
business only with Institutional Investors Investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory
สำคัญที่หน่วยงานต่าง ๆ ควรติดตามดูแลอย่างใกล้ชิด ได้แก่ (1) เสถียรภาพระบบการเงินและความเสี่ยงเชิงระบบของกิจกรรมที่ดำเนินโดยสถาบันการเงินที่มิใช่ธนาคาร (non-bank financial institution) และ (2) ความเสี่ยง
that the Company paid off loans of Bt450mn to financial institution. Total shareholders’ equity as at 31 March 2018 was Bt1,477.75mn, increasing 10.8% mainly from net profit in 1Q18. Key Financial Ratio
business, or holds any other similar position or nature of work permissible to be performed provided that the job holder has no prohibited characteristics as specified. 2 “financial institution” means a
Prohibited Characteristics of Personnel in the Capital Market Business __________________ Clause 27 In this Chapter: “financial institution” means: (1) commercial bank business, financing business, credit
“ derivatives broker ” means a person licensed to undertake derivative business in the category of derivatives brokerage, excluding a commercial bank under the law on financial institution business; (2) “ net
“derivatives broker” means a person licensed to undertake derivative business in the category of derivatives brokerage, excluding a commercial bank under the law on financial institution business; (2) “net