the certificate of registration of juristic person / establishment of a body of persons; 1.2 a copy of the financial statements or the profit and loss statements, in case of a body of persons, for the
follows: (a) financial statements; (b) interim management discussion and analysis; (c) annual reports; (d) annual registration statement. (2) report of assets value, unit value and progress of the
unaudited financial statements of all Thai securities companies and derivatives broker, which may be different from the data shown in the audited financial statements that will later be disclosed to the
Statements & Auditor Approval (section 106) Public Disclosure (section 108) Reporting & Notification Requirements (section 109) Revocation of License (section 147) Service Outsourcing Guide for Securities