assistance from Phra Suthep and Vachala.As Sopana was also an approved fund manager, despite no longer working for any asset management companies at present, the above criminal complaint subsequently resulted

lack sufficient information on products and services. At times, advertising and sales promotions employ premiums or gifts to attract the investing public and rush them into investment decisions. In this

renewable energy. In addition, each project must have at least 1 billion baht investment value or no less than 500 million baht for a small-scale private power project. The fund may invest in an ongoing

, 2010, which has caused the termination of Mr. Somchit?s directorship and executive position at SINGHA in accordance with Sections 89/4 and 89/6 of the Securities and Exchange Act B.E. 2535 (1992

forum on significant and immediate issues, cooperation and development of capital markets in Asia-Pacific region, on November 28-30, 2012 at Siam Kempinski Hotel in Bangkok. On this occasion, panel

that underlie the inspection findings as well as appropriate solutions. For more details, the full report is available for download at the IFIAR website (www.ifiar.org).Vorapol Socatiyanurak, SEC

the group. They also boosted up UKEM share's closing price from 2.60 baht per share on July 18, 2008 to close at 6.20 baht per share on August 20, 2008; resulting an increase of 3.60 baht or 138.46

of Thailand (SET), the Federation of Thai Industries, Thai Chamber of Commerce, Investment Banking Club and participating approved auditors. At present, 289 companies from 42 provinces joined the

potential loss. From his conversation with the client recorded, he traded securities for the client several times a day and submitted the selling orders at the prices lower than or equal to the purchase

accurate records of clients trading orders. Upon the SEC regular investigation on nine securities firms and random inspections on trading orders sent by phone and at the trading room, the investor contacts