with other alleged offenders in operating securities businesses of investment advisory without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90

> SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/05/2017

amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/05/2017

; - a civil monetary penalty of 333,333.33 Baht SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/06/2017

(before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 20/07/2017

) Section 243 in conjunction with Section 83 of the Penal Code Civil Action Dated 31/10/2024

advertising, soliciting and using website http://www.qb-corp.com without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions

(1992) Section 90 and subject to sanctions under Section 289. The public prosecutor issued a prosecution order against the accused. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated

person jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289

aforesaid person jointly operated derivatives business as derivatives fund manager without obtaining license from the SEC, in violation of the Derivatives Act B.E. 2546 (2003) Section 16 and subject to