practices within the DA industry. On 15 August 2023, the SEC Board Meeting No. 13/2566 gave its initial approval to the proposed amendments. The proposed amendments contain the following essences: (1
with the SEC regulations before activating those other businesses. The second category is for higher significance whereby business operators must obtain approval in advance from the Capital Market
approval granted for updating of the procedural guidelines of Association of Thai Securities Companies will enable more convenience and flexibility for investors in making their investment.”Currently SEC
is manageable. In addition, if the business operation is proceeded according to the proposed business plan, the operating results will be significantly improved. W will seek an approval for the
the regulations in both primary and secondary markets to suit the context of SMEs and alleviate unnecessary burdens imposed on them. For example, an application for approval, a financial advisor, and
THB 130 million and interest. In addition, this loan is considered a connected transaction as GSC and ACAP have the same directors. However, GSC did not seek approval from the shareholders in
applying for a digital asset exchange licence.? The applicants failed to meet the approval criteria regarding important work systems. For example, the systems for custody of client assets and Know Your
, the shareholders’ approval is required with a vote of not less than three fourths of the votes of the attending shareholders with the voting rights, excluding those with a conflict of interest in this
ก.ล.ต. จะปรับปรุงระบบอนุมัติจัดตั้งและจัดการกองทุนรวม (Online Fund Approval and Management System) เพื่ออำนวยความสะดวกแก่ บลจ. ในการนำส่ง factsheet รายเดือน ได้อย่างมีประสิทธิภาพและรวดเร็ว สามารถรองรับ