as a tool for organization to incorporate PDPA into its working processes systematically and intelligibly in order to prevent risks from violation of the laws and to gain trust from customers and

misconduct in violation of Section 170 of the Securities and Exchange Act B.E. 2535 (1992)  (SEA) was dishonest duty performance that caused damage to the company or created a benefit for himself, as specified

market condition, misleading other investors that the securities were in great demand, are deemed a violation of Sections 244/3 (1) and (2) of the Securities and Exchange Act B.E. 2535 (SEA) in conjunction

inconsistent with normal market condition and cause disruption or delaying the functioning of the trading system of the trading venue, is liable to violation of the Securities Law. In addition, the amendments

violation of Clause 23(1) and (2) and Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Capital Market Personnel dated 3 June 2014, which has

.?? _______________________________Note: The misconduct of the five investment consultants were in violation of Clause 23(2) and 23(3), and liable to the prohibited characteristics of personnel in the capital market under Clause 31(1) of

baht and 500,000 baht, respectively. A fine of 333,333.33 baht was also imposed on Jantharapa for violation of Section 243 (1) in conjunction with Section 244 and Section 243(2) of the SEA and Section 86

investor contacts were in violation of Clause 14(2) of the SEC Notification No. SorKhor 49/2009 Re: Approval for Investor Contacts, which stated that investor contact shall let investors make their own

. TorThor/Nor/Khor. 37/2010 re: Prohibitions for Personnel of Business Operators dated September 15, 2010. It was in violation of Clauses 23(1) and the prohibited characteristics of the personnel in the

benefits from such deceit, in violation of Section 312 and Section 281/2, paragraph 2, in conjunction with Section 89/7 and Section 89/7 in conjunction with Sections 89/24, 278, 281/10 in conjunction with