ก.ล.ต. ได้รับรายงานสรุปข้อร้องเรียนของลูกค้าจากบริษัท เอไอเอ จำกัด และตรวจสอบข้อเท็จจริงเพิ่มเติมพบว่า นายเฉลิมวุฒิ ทุจริตยักยอกเงินค่าเบี้ยประกันภัยปีต่อกรมธรรม์ประกันชีวิตควบการลงทุน (unit link
บัญชีเพื่อจองซื้อหลักทรัพย์และเพื่อลงทุนในกรมธรรม์ประกันชีวิตควบการลงทุน (unit-link)
investment unit brokerage to maintain ongoing capital at a ratio appropriate for their business and in line with international standards. In addition, the new rules would enhance business continuity while
include:- Adjusting the investment unit value to reflect the costs incurred from selling or buying assets in the fund portfolio,- Charging additional fees from the buyer/seller of investment
unit holders.Furthermore, SEC will launch an online submission channel for the convenience of the business providers rather than the usual CD submission, as well as a mean to alleviate burdens and the
tricking the client to sign on a unit transfer order that was falsefully presented to the client as the subscription order for the units of the solicited fund.Niran's misconduct was deemed a failure to
will also be required for the purpose of general administration and cooperation; for instance, publishing unit pricing, distributing reports to unitholders, and managing dispute resolution. ?The SEC in
damage to the client. With reference to the bank?s report on the client?s complaint and the SEC's further inspection, {A} was found to have signed on the unit redemption form of Bualuang Long-Term Equity
specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the
information of a company secretary, and head of compliance unit. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties from the public are welcome to