SEC Secretary-General Pornanong Budsaratragoon said: “The SEC has issued 11 notifications containing regulations for establishing and managing Thailand ESG Funds. They have been published in the
, revising the conditions for obtaining a license to allow applicants to choose whether to engage in mutual fund or private fund management, thus avoiding the burden of setting up systems for services they do
have refused to comply with the civil sanctions imposed by the CSC. It is thus considered that they have refused to end the cases according to the SEC proceedings. The SEC has therefore submitted a
untrustworthy characteristics as director and executive of securities issuing company and listed company. As a result, they are not allowed to hold the positions of director and executive of any company whose
the liquidator's website, as well as deposit assets at the Deposit of Property Office, if applicable. 3) The liquidator may delegate certain tasks that they are unable to perform to
are, therefore, encouraged to thoroughly review the information and exercise their rights to protect their own interests. They should also make necessary inquiries to the bondholder representative to
with sufficient information to effectively monitor and assess risks in business operations and keep pace with current circumstances. Additionally, they would enhance trust and confidence among
, juristic entities or products whether they are approved or licensed by the SEC to prevent the public from falling victim to various investment scams. The SEC Check First has received the 2022 Public Sector
educational activities for investors and the public on a continuing basis during the first quarter of 2024. They are: 1) Krungthai Xspring Securities Co., Ltd. 2) Krungsri Securities Public Company