gold futures, due to the cancellation of such license, will be upgraded to the precious metals derivatives license which will enable them to operate business in a wider range. The SEC Board, with the
well as acknowledging the problem. The booth provided basic investment knowledge and sources of information for making decisions, which will help them attaining their life goals and ready for retirement
indebtedness. Under the said circumstances, the debt securities holders may expose to legal risk that would restrain them claiming on the assets of overseas headquarter. Thus, the SEC proposed to amend the rules
executives, and staffs who are in relations to stocks and REIT underwriting deals, from selling them for a prescribed period of time after listing. This prohibition aims to prevent conflict of interest as the
services for licensed business operators in Thailand. The revised rules will support business capabilities for local players as well as enable them to gain further experiences in providing services to
of their salespersons. Moreover, the rule will introduce more convenient tools and channels for investors to obtain better understanding on products being offered to them in order to make well-informed
and benefits. Key initiatives to be launched are:1.1) Wealth Management for the Masses ?To educate the public about asset allocation and enable them to access the products suitable to their investment
underwritten by them. The permission will cover either trading to hedge derivatives positions that underwriters already have or trading of shares in SET50 or SET100 subject to certain conditions. In addition
-to manual helping them ask necessary questions about investment products and making investment decision with more confidence. Moreover, they can try ?Financial Goal Calculator? to test whether their
shares. Consequently, the conduct of them affected the price or volume of BA shares to be incompatible with the normal market condition. 08/02/2019 agreed to comply with civil penalties determined by