requirements other than those governing plain vanilla bonds. For example, all types of offerings must submit an application for approval, obtain a credit rating, disclose additional information other than plain
Fund (SSF) which has the policy on investing in listed securities on the local exchanges, called “SSF listed securities”, under the following conditions:(1) Not less than 65% of net asset values are
) Maturity term is no less than two years for a non-redeemable fund; unitholders cannot redeem units before maturity while auto redemption and additional subscription is allowed; (4) Investible high yield
client’s account by using the passbook and withdrawal slips signed in advance by the client and kept by Somchai, at an amount higher than the ordered amount. He then used the excessive amount for his own
for the principal repayment period no longer than six months at the interest rate of 12.5 percent per year. The GJS Board of Directors approved the loan proposal on 16 March 2017. The GJS Board
bigger than that of SME pursuant to the Law on SME Promotion (for example, a company with revenue more than 300 million baht in the trading and service businesses) are eligible to raise fund by issuing and
market knowledge. The third edition offers privileges not less than its predecessors but the application must be filed within May 31, 2014. SEC Secretary-General Vorapol Socatiyanurak said the SEC in
channel for fund raising and investment in real estate. REIT regulation will be in line with international practices and provide more flexibility in terms of investment and management than property fund
either those listed on the Stock Exchange of Thailand or non-listed have never once issued bonds, even though bond issuance is subject to fewer requirements than those apply to equity issuance. Thus, the
consultants were more knowledgeable or had better information than them. A number of clients were affected from trading and suffered losses. In many cases, the authorization led to trading more than the clients