which covers the methods for selection and evaluation of cloud providers, review of the qualifications of the cloud providers, the terms of services, and inspection of records and evidence; (2) policy on
client’s assets; □ (3.6) System to prevent conflict of interest and protect client’s confidential information; □ (3.7) System for selection of a custodian agent to ensure that the custodian agent has a
prevent conflict of interest and protect client’s confidential information; □ (3.7) System for selection of a custodian agent to ensure that the custodian agent has a system ready for keeping assets into
precedure under (1) and (2) shall be applied mutatis mutandis until the selection of the arbitrator from the arbitrator list of the Office can not be made. If the Office is of opinion that there is not a
list. If the Office is of opinion that there is a reasonable ground for the challenge, the precedure under (1) and (2) shall be applied mutatis mutandis until the selection of the arbitrator from the
approval rules, or have failed to meet the conditions after approval, or has failed to disclose a complete, correct and sufficient material information for investor decision making, the SEC Office may
has failed to maintain the qualifications in accordance with the approval rules, or has failed to meet the conditons after aprroval, or has failed to diclose a complete, correct and sufficient material