with, regarding the following issues: (1) Qualifications and prohibited characteristics of directors, authority and seeking of approval (2) Capital and asset maintenance (3) Investment of specialized

committing the offense in an amount of 999,200.00 Baht     - a civil monetary penalty of 1,249,000.00 Baht The SEC has banned Chatchai from holding the position of director

who found that the client?s account was used for securities trading while the client was sick and did not trade any securities. Although forbidden by the client, Kruawan continued trading securities

Bangkok, 15 February 2017 ? The SEC has revoked the approval of a securities investment consultant, Mr. Niran Rodchaiya, and banned him from functioning as capital market personnel for 10 years on

. Thakorn Taweesri and (5) Mr. Danuj Bunnag. As a result, they were deemed to have untrustworthy characteristics to become company directors or executives and were banned from serving as directors or

follows :     - a civil monetary penalty of 500,000.00 Baht The SEC has banned Mr. Chatchaifrom holding the position of director or executive at any issuing or listed

Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017

by the Civil Penalty Committee as follows :     - a civil monetary penalty of 500,000.00 Baht The SEC has banned Mr. Chai from holding the position of director or

; - a civil monetary penalty of 10,002,960.00 Baht The SEC has banned Mr. Suraphong from holding the position of director or executive at any issuing or listed companies for 2 years and 6

1,366,085.00 Baht The SEC has banned Mr. Thanasit from holding the position of director or executive at any issuing or listed companies for 1 year. SEC Act (before the fifth amendment) Section 241