inspections on the company’s business undertakings in its capacity of private fund management as licensed under Type C Securities Business License, it was found that the company: (1) had presented false and
Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification of the Capital Market Supervisory Board No. Tor Nor. 89/2558 Re: Rules for Management of Retail Funds
and Allocation of Securities to the Specific Investor (Private Placement) (Amendment 2) To The President The Stock Exchange of Thailand Attachment 1. Information Memorandum regarding the Acquisition of
Allocation of Securities to the Specific Investor (Private Placement) (Amendment 3) To The President The Stock Exchange of Thailand Attachment 1. Information Memorandum regarding the Acquisition of Assets and
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
specify): Private Placement Warrants (TKT-W1, TKT-W2, TKT-W3) 2.2 ( ) Commencement of status of a concert party ( ) Termination of status of a concert party 2.3 ( ) Acquisition of a juristic person under
and Allocation of Securities to the Specific Investor (Private Placement) To The President The Stock Exchange of Thailand Attachment 1. Information Memorandum regarding the Acquisition of Assets and
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Business Operators Mutual Fund Registered Person Cross-border