through the loan transaction of 60 million baht to VBB on 1 October 2013 for construction of advertising billboards. However, since such transaction size exceeded the 50-million-baht authorization limit of
, starting from December 22, 2015. On other cases, {B} was found accepting orders to trade securities in a client's account from a person who was not the owner of the account without any written authorization
from a person who was not the owner of the account without any written authorization, and causing a misunderstanding that there had been a conversation with, and acceptance of trading orders from, the
provision of services by the Stock Exchange of Thailand and a securities trading center not participating in the regulatory sandbox , and that the service user’s consent is required prior to provision of such
conditions different from the provision of services by the Stock Exchange of Thailand and a securities trading center not participating in the regulatory sandbox, and that the service user’s consent is
operator in the same manner not participating in the regulatory sandbox , and that the service user’s consent is required prior to provision of services; (4) making an agreement with the service user related
participating in the regulatory sandbox, and that the service user’s consent is required prior to provision of services; (4) making an agreement with the service user related to obligations to damage that may be
ให้ผู้ใช้บริกำร Consent ในกำรส่งข้อมูลส่วน บุคคลมำให้ส ำนักงำนด้วย หำกผู้ใช้บริกำรไม่ยินยอม Consent ผู้ประกอบธุรกิจจะไม่ ให้บริกำรแก่ผู้ใช้บริกำรรำยดังกล่ำว ข้อเสนอแนะ หรือข้อสังเกตเพ่ิมเติม กรุณำ
sanctions imposed by the CSC will take effect once offenders sign a letter of consent, agreeing to comply with the sanctions. If any offenders refuse to consent, the SEC will submit the cases in writing to
of other activities as assigned by the Board of Directors with the consent of the Audit Committee. To perform such duties completely, the Audit Committee is empowered to call in or ask the Management