will be able to monitor the companies’ operating results and financial statements and use such material information for investment decision making. _________________________
the SEC’s examination, is considered an offense of making false entries or omitting material statements in the accounts or documents of, or related to, a juristic person. This constitutes a violation
must disclose material information in the Registration Statement and Draft Prospectus (“the Filing”) prior to the offering of such securities; (2) Requiring the Filing to be submitted via Form 69-1
The existing regulations for newly issued share offering through PP require that listed companies submit an application for approval to the SEC and disclose material information related to the
that investors can have information for decision-making. At the same time, STARK was also instructed to extend the scope of its special audit to cover a number of material issues and clarify related
SEC regarding the revision and modification of mutual fund projects. SEC may approve the revision of a project if the revision does not have material impact on the unitholders and does not
) before the company disclosed the financial statements for both quarters to the public via the SET Electronic Information Transmission System. Sarath's securities purchase took advantage of material, non
was a securities purchase that took advantage of a material, non-public fact that influenced the securities price, which was deemed an exploitation of third parties and liable to the offences under
material ESG factors into equity analysis of listed companies and incorporate them into their research reports. The intermediaries have an important role in sustainability-related information chain as they
the TIP share price to gain an unfair advantage by selling TIP shares to avoid a loss from the reduction of the share price.The nonpublic information material to the TIP price was the fact that TIP had