benefits from the securities in possession. In any case, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the
SEC Secretary-General Ruenvadee Suwanmongkol said: “Social impact enterprises are the key foundation for the social and environmental development towards sustainable growth. Nowadays, government
Before providing investment service in the capital market, intermediaries, such as securities companies and asset management companies, must know their investors or clients’ detailed information
regard, SEC has reviewed regulations on the operation of investment management business as prescribed in two notifications by applying the guidelines of the Regulatory Guillotine scheme to ensure
Limited Director, Krungthai Asset Management Trainings Advanced Audit Committee Program, Institute of Directors Association (IOD) Electronic Government for CEO, Digital Government Development https
UNOFFICIAL TRANSLATION “SEC Thailand is a recipient of Digital Government Awards 2020 and Honorable Mention of the 9th NACC Integrity Awards 2019” Office of the Securities and Exchange Commission 333
) CMSB_Pornchai Company Limited Director, Krungthai Asset Management Trainings Advanced Audit Committee Program, Institute of Directors Association (IOD) Electronic Government for CEO, Digital Government
/Documents/ActandRoyalEnactment/Act/translate-digital.docx complaint-form-general-en.docx / derivatives / digital asset intermediaries e.g. securities company/broker, asset management company and digital asset
/ActandRoyalEnactment/Act/translate-digital.docx complaint-form-general-en.docx / derivatives / digital asset intermediaries e.g. securities company/broker, asset management company and digital asset exchange; · approved