) 12/05/2012 16/05/2012 6. Notification of Capital Market Supervisory Board 1/2551 (Synopsis) 28/03/2008 7. Notification of Capital Market Supervisory Board Tortor. 28/2553 Guidelines and procedures
/2543 14/03/2000 03/04/2000 8. Notification of the Office of the Securities and Exchange Commission OrThor. 21/2543 Re: Guidelines for the Operation Control for the Securities Brokerage and Dealing of
and Exchange Commission Kor Thor. 13/2563 Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of
/2014 Circular SEC.ID (C) 15/2562 Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators 31/07/2019 4. Notification of Capital Market
related to Proprietary Trading of Intermediaries 07/04/2015 16/05/2015 5. Notification of the Office of the Securities and Exchange Commission OrThor. 28/2543 Re: Guidelines for the Consideration of
SEC.ID (C) 15/2562 Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators 31/07/2019 Contact The Securities and Exchange Commission
) 03/06/2014 01/07/2014 Circular SEC.ID (C) 15/2562 Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators 31/07/2019 2. Notification