Beyond Securities Public Company Limited Beyond Securities Co., Ltd. (“Beyond Securities”), as the financial advisor for the tender offer of CPT Drive and Power Public Company Limited (“CPT”), failed

failed to comply with the rules, conditions and procedures stipulated in the relevant notification. In this regard, Bitkub did not provide customers with cryptocurrency training or cryptocurrency knowledge

assets The client’s assets are used for the benefit of the Asia Wealth, In addition, the securities broker failed to the inefficient system for maintaining customers’ assets. SEC Act S.283 Settlement

changes to such holdings (Form 59) within Aug 16, 2022 and Nov 29, 2023. However, Mr. Santi prepared and disclosed the report (Form 59) to the SEC office on November 29, 2023 which means Mr. Santi failed to

requirements set out in Form 59. However, Miss Yeap Xin RHU failed to prepare and disclose the required reports within the timeframe specified by the SEC’s notification. SEC Act S.59 Settlement Committee

for her own benefit. However, she failed to submit a report on the change in her securities holding (Form 59) in such account to the SEC Office within the period specified under the Notification of the

which means Mr. Winai Teawsomboonkij failed to prepare and disclose the report within the period specified in the notification of the Capital Market Supervisory Board. SEC Act S.59 Settlement Committee

. Somsak prepared and disclosed the report (Form 59) to the SEC office on April 1, 2021 which means Mr. Somsak failed to prepare and disclose the report within the period specified in the notification of the

and Febuary 1,2021. However, Mr. Suksan prepared and disclosed the report (Form 59) to the SEC office on March 26, 2021 which means Mr. Suksan failed to prepare and disclose the report within the

;EA"). His duty was to oversee and ensure that EA’s offering for sale of securities complied with the law. However, Mr. Amorn failed to issue instructions or perform the necessary duties required