the Standard Procedures and the Manuals in all aspects. In the event that the SEC Office revises the Standard Procedures or the Manuals and notifies us in advance as deemed appropriate before such
SEC deemed it appropriate to issue regulations concerning the NC Bond offerings of business operators. A public hearing on the matter was conducted in October 2024. The majority of the respondents
characteristics, bills deemed as securities mean: (1) bills of exchange and promissory notes payable or issued by a company and given to the creditor or the buyer as evidence of rights under the bills. Additionally
period. Additionally, the company failed to prepare and submit reports on its information technology systems to the SEC within deadline. Therefore, Longroot was deemed to have failed to comply with the
actions under the AMLO authority as the offenses are deemed unfair activities concerning the aforesaid companies’ securities trading transactions, which constitutes a predicate offense under the Anti-Money
unitholders, and deposit assets, etc. The collection, disposal and allocation of REIT assets shall be deemed complete after the liquidator has distributed the funds or assets, along with copies of documents
In 2018, the SEC issued regulations governing the management and storage of data related to digital asset business operations. It is now deemed appropriate to amend the regulations to ensure
published on SETLink by JKN was inaccurate or may have caused significant misunderstanding about JKN's information, which could impact investment decisions in JKN securities. JKN’s action was deemed a
compliance with the law. If the SEC finds any actions by JKN directors or persons involved to be inconsistent with the law, appropriate measures will be taken as deemed necessary. The SEC has emphasized to