Complaint Filed with an Inquiry Official Dated 15/09/2015

offender; however, attempt to arrest the alleged offender failed and the statute of limitations ran out. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 22/10/2015

56-1, 2014X and the annual report for the year 2014 (Form 56-2, 2014) to the SEC and the SET with in the specified period. The public prosecutor issued a prosecution order against the alleged offender

Yarnapund Public Company Limited Yarnapund Public Company Limited failed to prepare and submit the financial report for the first half of the year 2015 together with an interim management discussion

report for the first half of the year 2015 together with an interim management discussion and analysis (MD&A) to the SEC and the SET within the specified period. The public prosecutor issued a

Mr. Saiphet Thongngao Mr. Saiphet Thongngao colluded with other alleged offenders in managing funds for others for profits from derivatives investment in the ordinary course of business. The

Miss Sureerat Ardpaksa Miss Sureerat Ardpaksa colluded with other alleged offenders in managing funds for others for profits from derivatives investment in the ordinary course of business. The

Mr. Woraphol Muenbowon Mr. Woraphol Muenbowon colluded with other alleged offenders in managing funds for others for profits from derivatives investment in the ordinary course of business. The

limitations ran out. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 19/12/2014

of shares less than trigger point (25 percent of the total voting rights of KC). SEC Act S.247 Criminal Complaint Filed with an Inquiry Official Dated 16/12/2015