collaborating with the SET to monitor and examine this case. Any activity found liable to be an offense under the SEA will be subject to legal proceedings as deemed appropriate. Remarks:- Acquisition of shares
Thailand (SETLink) by 13 November 2024. The SEC is collaborating with the SET to monitor and examine this case. Any activity found liable to be an offense under the SEA will be subject to legal proceedings
) Mr. Peeranut Siripornpitak, who is Mr. Suthee Siripornpitak’s son, jointly committed the offense of manipulating the RPC share price during the afternoon trading sessions between 18 and 31 August 2021
Section 26 of the Emergency Decree. This offense is subject to penalties under Section 66 of the Emergency Decree in conjunction with Section 86 of the Criminal Code. The SEC has therefore filed the
constitutes an offense for placing selling orders for JMT shares in such a way that misleads other persons regarding the price or volume of securities trading, as specified in Section 244/3(1), which carries
have been disclosed, in materiality, in the Filing Form, in violation of Section 278 of the SEA. This offense of ETL at the time was a result of orders or omissions of duties of nine persons who were
, which is deemed a predicate offense under the amended Anti-money Laundering Act B.E. 2542 (1999). In any case, filing a criminal complaint commences the criminal justice administration process whereby
penalties under Section 66 of the Emergency Decree. In this regard, the offense committed by Exmix is considered to have resulted from the instructions or actions of Mr. Chatpon, the director of Exmix
. The acts of Mr. Pattarawut Thunyajaroen, therefore, constitutes an offense by planning a series of complicated actions with a view to unduly gaining clients’ assets; (3) In the case of
time of the offenses (before the Securities and Exchange Act (No. 5) B.E. 2559 (2016) took effect), which was deemed an offense under Section 242 and liable to the penalties under Section 296 and Section