care to preserve the interests of the person who has authorized the management of the private fund, using knowledge and competence as a professional. He was then considered failing to comply with the
particularly on NIPPON without spreading any damage to the public, and he made all compensation for the damage, it could be considered that he repented of what he had done while mitigating the injured person?s
through Rinnapa?s account by executing trading orders in inappropriate manners.The acts of Lalana, Sippakorn and Rinnapa were considered contravention of Section 243 (1) in conjunction with Section 244 and
Project remains exposed to legal risk if the ongoing construction is considered as building modification. As such, the Project building could be suspended and/or might be demolished. In this regard, the
duty as the approved capital market investment consultant for 1 year, 1 month and 40 days. Having considered that she had already been suspended by Country Group Securities for 6 months, the suspension
account that {B} has already been suspended by her employer for two months, the SEC considered her six-month suspension term remains for another four months. The {C} case started from a lead and the SEC's
the facts which should have been disclosed in the factsheets of the company’s corporate bond offering. Such actions are considered acting in the manner that dishonestly deceives the public to obtain
transactions in No. 1 and No. 2 are referred to collectively as the "Transactions”. The disposition of assets of the Company, PP1, PP2, PP3 and PRE, which are the subsidiaries of the Company, is considered as
Transaction”) of which the transaction is considered as Connected Transaction in category of Receiving Financial Assistance, having transaction value of 19.21 percent of Net Tangible Assets or NTA of the
Financial Advisory Company Limited as an Independent Financial Advisor to present and make the opinion on the investment in IGEN Engineering Co., Ltd. ("IGE"), which is considered as an Acquisition