public and listed companies to be cautious in making transactions related to digital assets Increasingly, the public and listed companies begin to take interest in performing transactions related to

timeframe, not exceeding 45 days, while refrain from performing further actions as directed by the SEC. If business operators fail to submit such notification or complete the corrections within the specified

therefore suspended the approval of {A} as a securities investment consultant and banned her from performing duties as a branch manager in business related to capital market for four months, starting from 6

investor contact should not support, instruct or cooperate with any person to act in violation of law on securities and exchange and regulations. The SEC, therefore, suspends {A} from performing duties as

-public information obtained while performing duty as {X1} advisor and president. With the referral from the Stock Exchange of Thailand, the SEC's probe found that on May 7, 2010 {A}, as the authorized

such trading.In performing their duties, investment consultants can send trading orders only when obtaining instructions directly from the client.  They cannot make decisions on behalf of clients

and prohibited him from performing duties of securities company executives for two years. (4) {D}, an investor contact of KTB Securities Co., Ltd., provided a trading account for Sippakorn to trade

year 2015 without allowance for a doubtful account of the outstanding debt.  Case 3: Performing duties dishonestly and seeking wrongful gains, which caused damage to IEC, through a purchase transaction

million baht, an increase of 10 million baht from the 6-month period of 2019 or an increase of 4% by operating results in the second quarter of 2020 . Caused by the growth of non- performing debt management

Securities company Foreign Securities company Big lot (please specify the name(s) of parties executing the transaction with the reporting person (if known)) ( ) Direct sale/purchase (please specify the name(s