number of salespersons sufficient for providing services to investors, the new rule will pave the way for experienced staff to seek sales licenses provided that they meet certain conditions to maintain the
for listed companies.The new rule would benefit listed companies that comply with good corporate governance principles when they plan to conduct a PO, provided that certain stipulated conditions are met
50,000 baht if all of the streamlining conditions are met. The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or
recognition of the significant information required for an investment decision. It must prescribe apparent conditions for obtaining any giveaways without any competition for the prize or reward.The asset
. For example, the revision will improve dispute conditions between securities and derivatives companies and clients through arbitration procedures.? In the case of making a reservation of right, the
underwritten by them. The permission will cover either trading to hedge derivatives positions that underwriters already have or trading of shares in SET50 or SET100 subject to certain conditions. In addition
statements and conditions, having positive attitude towards listed company visit and encouraging the company to be aware of importance of information disclosure. TIA was also advised to set up efficient system
the cancelation of the power plant project. These actions rendered the conditions unfeasible, resulting in total damages of 156.8 million baht to IEC. The actions of these four individuals were a breach