futures trading agents. They advertised and solicited investing public to open gold futures trading account and make the trading transactions through website www.fortunebullion.com without obtaining license

nationality, on account of operating securities business without license.? Several foreign investors informed the SEC that Mr. Malpass, who resided in Thailand, had solicited them to transfer their pension

ค่าหน่วยลงทุนจากผู้เอาประกันภัยไปลงทุนในหน่วยลงทุนของ บลจ.นั้นเอง กรณีนี้ไม่ต้องขอ license limited BDU อีก เพราะเป็นการขายหน่วยลงทุนของบลจ.เอง ซึ่งบลจ.สามารถที่จะขายหน่วยลงทุนของตัวเองได้ตาม license

order or an action which results in the offence that the company operated digital asset exchange businesses without a license. The Court of Appeal adjudicated that the defendant was guilty under Section

advertising billboards is operated without permit under the Building Control Act B.E. 2522 (1979). In addition, Hello LED executives are unable to confirm the exact number of billboards having proper permit

   18/01/1996 3. Notification of the Securities and Exchange Commission  Kor Thor. 25/2560 Specification of Paid-up Registered Capital of Securities Business License Applicant and Licensee   31/10/2017 01

Renaissance Fund Management is a licensee under Type C Securities Business License in addition to the Derivatives Fund Management and Advisory Services Licenses. According to the SEC’s onsite

advisory company shall supervise such investment advisory agent to comply with the contract, this Notification and relevant Notifications. Clause 7. The investment advisory company shall not permit the

, Section 36, Section 41, Section 43, Section 44, Section 45 and Section 64 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Capital Market Supervisory Board hereby issues the

which Section 29 in conjunction with Section 33, Section 34, Section 36, Section 41, Section 43, Section 44, Section 45 and Section 64 of the Constitution of the Kingdom of Thailand so permit by virtue of