consultant to do so. Auracha's actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct upon the client's asset, (3) use of the client's trading account to trade
was no evidence that the client had ordered the responsible investment consultant to do so. Auracha?s actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct
formed joint venture: • The parties will provide resources to CC Polymers to complete the project in the most efficient and cost effective way. • Each of Alpek, IVHLP, and Far Eastern will have the right
results for the year 2019, the Company would like to provide the clarification of performance which was increased more than 20% compared to the previous year. For the year 2019, the operating results of the
”) would like to provide information on the Company’s operating results for Quarter 1 ending 31 March 2017 duly reviewed by the auditor, as follows: (Unit: Million Baht) Q1/2017 Q1/2016 Increase (Decrease
(“The Company”) would like to provide information on the Company’s operating results for quarter 3 ending 30 September 2017 duly reviewed by the auditor, as follows: (Unit: Million Baht) Q3/2017 Q3/2016
, operational management, compliance and internal control. Clause 4 The derivatives dealer shall provide a system for recording and keeping information to ensure that the information pertaining to the derivatives
management, compliance and internal control. Clause 4 The derivatives dealer shall provide a system for recording and keeping information to ensure that the information pertaining to the derivatives business
this regard, the SEC Office may also impose conditions on the intermediary obtaining such waiver. Clause 5 For communication with and providing services to clients, an intermediary shall provide or offer