-standard characteristics) ให้บริษัทคำนวณและรายงานมูลค่า สินทรัพย์ สภาพคล่อง และค่าความเสี่ยงของสถานะเงินลงทุนดังกล่าวโดยยึดหลัก building-block https://www.sec.or.th/TH/Documents/Intermediaries/FAQ
Data > Intermediaries > Asset Management Businesses > Marketing Representative of Derivatives Fund Manager Market Data SHARE : Detail Content No. List of Licensees Approval Date 1 https
) InformationofIntermediaries Data > Intermediaries Market Data SHARE : Detail Content Intermediaries List of Securities Businesses / Derivatives Businesses Asset Management Businesses Credit Rating Businesses
. Pisut Boonwattanasuntorn, Senior Officer of the Intermediaries Policy Department
Supervision Department, to be effective from 16 January 2020; 3. Mrs. Pattanaporn Tripipat, from Director of the Intermediaries Supervision Department to Director of the Enforcement Department 1, to be
Bangkok, July 20, 2016 ? The SEC is seeking public comments on the proposed rules governing provision of investment services to promote intermediaries? competitiveness in the securities brokerage and
investors to invest in a diverse range of securities products. By requiring that all types of securities offering to high net worth investors be proceeded through intermediaries, the proposed revision would
consideration the supervisory costs, industry competitiveness, burdens to intermediaries, and simplified methods of fee calculation. The two draft notifications regarding the aforesaid matter are expected to come