establishment or other relevant places for inspection of facts relating to the financial condition, operations, assets and other relevant information of the applicant. Clause 71 The SEC Office shall submit the
appointment for examination of the working paper and the audit quality control system and specify the list of working papers to be examined; - On-site inspection, notify and confirm the issues found verbally
ดำเนินงานตามปกติ (routine inspection) พบว่า {ฆ} ไม่ได้บันทึกเทปการให้คำแนะนำและการรับคำสั่งซื้อขายหลักทรัพย์ของลูกค้าจำนวนหนึ่ง และ {ฆ} ยอมรับว่ารับคำสั่งซื้อขายของลูกค้าทางโทรศัพท์มือถือการกระทำของ {ค
Capital 400 Mil.Baht Rajchapluek Engineering Company Limited Non-Destructive Testing and Inspection services Paid-up Capital 20 Mil.Baht TAKUNI holds 99.99% G Gas Logistics Company Limited Hazardous and
Takuni Group Public Company Limited (TAKUNI) LPG trader under section 7 Paid-up Capital 400 Mil.Baht Rajchapluek Engineering Company Limited Non-Destructive Testing and Inspection services Paid-up Capital
maintenance of such evidence during the first two years shall be in such a manner that allows prompt retrieval or inspection by the SEC Office. Chapter 2 Securities Trading _____________ Clause 10 A securities
the first two years shall be in such a manner that allows prompt retrieval or inspection by the SEC Office. Chapter 2 Securities Trading _____________ Clause 10 A securities company shall notify its
which covers the methods for selection and evaluation of cloud providers, review of the qualifications of the cloud providers, the terms of services, and inspection of records and evidence; (2) policy on