agreeing to comply with the civil sanctions imposed by the CSC. If the offenders refuse to extinguish the case, the SEC will request the public prosecutor to file a lawsuit in the Civil Court seeking the
SEC Office. (Reasons for seeking an exemption are required for the SEC Office's consideration). 4.5 Having not been accused of or subject to criminal proceeding, whether under Thai or foreign laws
before the appointment of such custodian. In seeking the consent under the first paragraph, the private fund management company shall explain the connection with the connected person under the first
committee before the appointment of such custodian. In seeking the consent under the first paragraph, the private fund management company shall explain the connection with the connected person under the first
repeatedly insists that transactions with significant size be done quickly, client repeatedly insists to process transactions at prices that are not advantageous or competitive, terms and conditions of
advantageous or competitive, terms and conditions of transactions are unnecessarily complex; (7) the client places both buy and sell orders in proximate prices and time, which may be deemed that he intends to
process transactions at prices that are not advantageous or competitive, terms and conditions of transactions are unnecessarily complex; (7) the client places both buy and sell orders in proximate prices
working capital in their operation business as GSTEL was currently in the process of debt restructuring and seeking funds from external source with aim to enhance its balance sheet and improve their
restructuring by disposition of Power Plant Business, the non- performing business unit, and emphasizing in its core business which is transmission and telecommunication tower business along with seeking for new
) seeking of resolution and meeting of unitholders; (15) restrictions of right to receive distribution, management of undistributed income and the voting right of unitholders; (16) issues concerning trustee