Executive of Securities Companies 05/11/2008 16/11/2008 7. Notification of the Office of the Securities and Exchange Commission 12/2542 (Synopsis) 05/10/1999 8. Notification of the Office of the
business growth rate in 3-5 years 2. The executive should prescribe key policies in supervising the undertaking of fund management business in writing with an approval from the board of directors of the
the future plan such as business growth rate in 3-5 years Page 4 of 32 (Unofficial Translation) 2. The executive should prescribe key policies in supervising the undertaking of fund management business
and collection of adjoining land from external parties to ensure that the land is large enough to construct the intended office, as a result, the Executive Board’s Meeting No. 13/2017, held on October
.” Unofficial translation FORM 35-E1 Information with Representation and Warranty of the Company’s Director and Executive and their Consent [company’s name] filed on Position in the Company Director [ ] President
February 2017 to avoid loss.Eng Passakornnatee, Deputy Chief Executive Officer, Executive Vice President, and Director of ICHI, knew the inside information related to ICHI’s financial statement year 2016
from holding the director and executive positions at any securities issuing company and listed company. According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further
Thailand (SET), the SEC?s further investigation has revealed that during 28 August 2012 ? 30 October 2012, TIP?s executive, major shareholder and related persons used nonpublic information that would affect
investigation revealed that Phaibul while served as UMS Chairman and executive director, Pongsachalerm as director and executive director and Chaiwat as managing director and executive director, had sold UMS
Investment Management Companies and Chief Executive Officer of BBL Asset Management Co.,Ltd., Win Udomrachtavanich, Chief of Executive Officer of One Asset Management Co., Ltd., and Kris Chantanotoke