deficiencies in management and internal control systems. The company’s financial statements contained items that did not exist or were misstated, and the capital maintenance report overstated liquid assets
our operations as part of our Green DNA to ensure the maixum benefits for all, primarily taking into consideration both internal and external stakeholders. Guided by our core strategies of “Customer
, suggestions or complaints via internal electronic network and closed-circuit TV systems. We also provided recommendations on compliance with the Statement of Corporate Governance Principles and best practices
technology operation, either by an internal unit of the securities company or by an outsider inspector, in order to inspect all of the potential risks on information technology. In case of inspection by an
inspection of information technology operation, either by an internal unit of the securities company or by an outsider inspector, in order to inspect all of the potential risks on information technology. In
)) Net Liquid Capital Rule (Section 97) Executives / Personnel Major Shareholders Engagement in Related Businesses Internal operation of Securities Companies Auditors Accounting and Financial Statements