, and expertise. For example, where the complexity of a security or the structure of a type of security, or the lack of robust data about the assets underlying the security raise serious questions as to
approved in accordance with Clause 46 shall take a training course relating to good corporate governance within December 31, 2016. In case the person under the first paragraph has failed to take such course
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 27 Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992) , as amended by the Securities and Exchan...
100 / Net asset value of the purchasing company 6 Transaction Size Calculation Criteria Calculation Formula 2. Net after-tax profit from the normal course of business operation = (Sum of percentage of
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange A...
shall establish rules or regulations which allow for exchange of information about securities clearing and settlement, including any other information obtained during the normal course of operation as a
such investment by the Company is considered the ordinary course of business of the Company. The Company will receive 35 percent of profit generated from the live broadcasting of the Football Leagues
หลักสูตรที่สำนักงานให้ความเห็นชอบ (refresher course) อย่างน้อยหนึ่งครั้งภายในทุกช่วงสองปี เว้นแต่ในการเข้ารับการอบรมครั้งแรกภายหลังจากการได้รับขึ้นทะเบียน สำนักงานอาจกำหนดช่วงระยะเวลาที่ต้องเข้ารับการอบรมให้
; “inside information” means the significant facts which effect the change in the price of securities but has not yet been disclosed to the public and a securities company has acquired during the course of