requirements: Clause 1. The Notification of the Office of the Securities and Exchange Commission No. SorNor. 32/2543 Re: Rules, Conditions and Procedures for the Approval of Mutual Fund Managers dated 31 July
, the Office of the Securities and Exchange Commission hereby issues the following requirements: Clause 1. The Notification of the Office of the Securities and Exchange Commission No. SorNor. 32/2543 Re
according to paragraph one for such Derivatives broker. However, the SEC Office may set out other requirements for such Derivatives broker to follow accordingly. Clause 9. Derivatives broker shall arrange to
has the power to waive the appointment of independent director temporary or permanently according to paragraph one for such Derivatives broker. However, the SEC Office may set out other requirements for
the power to waive the appointment of independent director temporary or permanently according to paragraph one for such Derivatives broker. However, the SEC Office may set out other requirements for
securities business license in the category of securities brokerage not limited to debt securities or investment units in compliance with the requirements set out in Clause 5(3) or (4), as the case may be
and unblemished past records. Such persons shall perform the investment for mutual funds and private funds with fiduciary duties. In order to ensure the fulfillment of the aforesaid requirements, it is