, investors, regulated business operators, and agencies within the capital markets and digital asset markets, aiming to raise awareness and preparedness against online threats. In addition, it fosters
; 3) Crypto assets of the fund must primarily be held with DA Custodians regulated by the SEC, in order to enhance investor protection and improve the effectiveness of legal enforcement; 4) Crypto ETFs
) “portfolio duration” “product limit” “regulated market” “repo” (repurchase agreement) “retail MF” (retail Mutual Fund) “reverse repo” (reverse repurchase agreement) “SBL” (Securities Borrowing and Lending
ทั่วไป2ต้องเป็นตราสารที่ขึ้นทะเบียนใน regulated market3 และมีข้อมูล public4 ทั้งนี้ กรณีเป็นตราสารที่มีวันกำหนดชำระหนี้ไม่เกิน 397 วัน หากมีข้อมูล public หรือมีการออก/ค้ำ
financial position; (2) The management company has no sign of misconducts or no records which make it inappropriate for the company to expand its business by way of establishing a branch office or which may
company has sound financial position; (2) The management company has no sign of misconducts or no records which make it inappropriate for the company to expand its business by way of establishing a branch
meets the following criteria: (1) The management company has sound financial position; (2) The management company has no sign of misconducts or no records which make it inappropriate for the company to
& business plan • Use of ICO proceeds • Key milestones • Type / legal structure of entity running the project • Team members / advisors • Financial information / track records (if available) • Key risks
listed on the SET through backdoor listing, those with no track records on business self-building, and those with their business growth achieved mainly through acquisition of other businesses. Besides
the criteria specified in Paragraph 1, the derivatives broker shall comply with the standards of conduct prescribed and notified by the SEC Office. Clause 15 The derivatives broker shall keep records of