regulations governing primary listing of Thai companies on HKEX. Therefore, any Thai company wishing to have its securities listed on HKEX must meet all requirements with an emphasis on investor protection
improvement of audit quality, enhance the credibility of the financial reporting system in the Thai capital market, and strengthen the mechanism for investor protection. In addition, the proposed supervisory
of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection
amended regulations in this matter have come into force since 16 July 2021. The AIMC is responsible for issuing relevant rules under the SEC’s approval, as part of the investor protection mechanism. If
capital market. Meanwhile, there will be measures to upgrade investor protection in line with investment risks.Furthermore, there were discussions on how to cooperate, promote and support financial
current situations by expanding the scope of protection and effectiveness as well as closing legal loopholes that could bring people damages or improper services. The regulations are proposed to be
protection mechanisms for debenture holders and bondholders. Principles of the proposed amendment are as follows: (1) repeals requirement on minimum face value of debentures (currently set at 100 Baht per
capital requirement by taking into account the types of business models as well as the existence of lead regulator (if any). Also, certain conditions and periods of protection have been adjusted in this
parties. SEC Secretary-General Rapee Sucharitakul said: ?Efficient oversight of listed companies and capital market business operators is key to building market confidence and investor protection. This MOA
appropriateness of local application, the importance of investor protection and the acceptable burdens towards listed companies.The proposed amendments include (1) change of the transaction size that requires