discover innovative ideas that could add value to the Thai capital market using SEC Open Data. During this final round, the participants transformed their previously proposed ideas into prototypes within

Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the

Pursuant to the proposed amendments, the fee for undertaking a derivatives exchange business would be determined at the rate of 0.05 baht per contract per side for trades executed within the

SEC Secretary-General Ruenvadee Suwanmongkol said: “In May 2019, the SEC Thailand proposed to host the IOSCO Asia-Pacific Regional Committee (APRC) Meeting. We also collaborated with ASIFMA and

fund operators file with SEC, instead of using BOT’s portfolio and derivative  investment aboard (PIA) form.To ensure complete information in the report which will replace the PIA, SEC has proposed

emerging market situations.SEC has proposed to revise the guideline on maintaining liquidity of fixed income funds in order to match their redemption and settlement policies by requiring fixed income funds

process to achieve that goal. SEC has proposed to hire a researcher to conduct a study on the legislations relating to audit firms and auditors supervision in foreign country which will be taken into

Bangkok, 28 February 2018 ?  The SEC is seeking public comments on the proposed exemption from filing the application or the registration statement for the offer for sale of shares issued by social

Bangkok, 8 March 2019 ? The SEC is seeking public comments on the proposed amendments to the rules related to private fund (PF) management to promote flexibility in consistent with the increasingly

SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of