management, conducted by an SEC-approved auditor working for one of the big four audit firms. The suspicious grounds for such audit are: (1) the placement of THL assets as collateral for stay of legal
SEC has ordered THL to arrange to have a special audit by the SEC approved auditor under Big Four firms on doubtful management and internal control, appropriateness on entering into transactions with
Analyzing Investment and Giving Investment Advice dated January 18, 2012. Consequently, the SEC suspended {A} as an approved securities investment consultant for one month.
an SECC Holding’s director and executive with responsibility and due care by attending the Board of Directors’ meeting in which the fictitious loans worth Baht 245 million agenda was approved and
a building and the installation of electricity-generating machinery at the exaggerated price of 58 million baht. Nongree Power Plants, approved by Mr. Bhusana, paid for the first instalment of 12.48
executing transactions. Accordingly, ERX conducted foreign currency transactions exceeding the approved limit set by the SEC office. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 4
LIMITED (7UP) Mr. RATCHATA POOMPANMOUNG Reporter Common Share 22/03/2021 4,300,000 0.75 Purchase Link SEVEN UTILITIES AND POWER PUBLIC COMPANY LIMITED (7UP) Mr. RATCHATA POOMPANMOUNG Reporter Common Share
on disposal of investment in project whereas no such the item in this quarter. ▪ A decreasing Share of Profit (Loss) of Associates and Joint Venture in Q3/2018, compared with those in the same period
technology can be a great help to business fundraising, SEC will host a series of online seminar to share knowledge and information on how to leverage the use of FinTech to access sources of fund.The SEC