?Being the host of the IOSCOAPRC Meeting again this year reflects the SEC?s well recognition and active roles in international arena. The seminar which will take place on November 30 will be joined by

Vorapol Socatiyanurak said that ?Business operators in the capital market have duties under the Anti-Money Laundering Act and the Counter-Terrorism Financing Act. They must therefore have in place sound and

that rationale is not the only factor influencing investment decision making while the regulator should put in place proper regulations to protect investors and provide appropriate investment

securities firms, investor contacts and clients. Strict rules must be complied and securities firms must put in place necessary systems and tools for maintaining records of clients orders that include voice

manipulate the share price of S.E.C. Auto Sales and Services Plc. (SECC) during September 12- November 24, 2008.  All said trading activities took place in concealment to mislead the public to believe that the

offenders through trading accounts of different persons. Such tradings took place in concealment to mislead the public to believe that the trading volumes were substantial or the share prices genuinely

asset exchange seeks to apply for a derivatives business license, it must put in place appropriate measures to prevent conflicts of interest, as such arrangements may pose risks arising from access to

financial instruments and put in place effective regulations to ensure compliance, fairness, and prevent exploitation of stakeholders. As the market became more developed, new products were introduced and

6 December 2007 1 | P a g e Pace Development Corporation Public Company Limited 87/2 CRC Tower All Seasons Place, 45th Floor, Unit 3, Wireless Road, Lumpini, Pathumwan, Bangkok 10330 Tel. 66 2 654

Fax. - 5. MACQUARIE SECURITIES (THAILAND) LIMITED 28TH FLOOR CRC TOWER, ALL SEASONS PLACE, 87/2 WIRELESS ROAD LUMPHINI, PATHUM WAN, Bangkok 10330 Tel. 0-2694-7999 Fax. 0-2694-7878 6. MAYBANK SECURITIES